This paper was written by Andrew Wiesner and submitted to the classics department of the Colorado College in May of 1994.
It is the overall aim of this paper to obtain a new perspective on the often-treated question of the origins of Greek mathematics. For a number of reasons, an inquiry into these origins must take its start from a consideration of the Elements of Euclid. To begin with, the Elements, in actuality a late achievement of Greek mathematics, is the earliest text of its kind to survive to the present day. Secondly, Euclid himself has come to be viewed less as an original mathematician, and more as the author of a systematic compilation of a tradition of mathematical development which extends back to Plato's Academy and beyond. Thus the Elements may be considered a representative of this strong tradition, if not of Greek mathematics as a whole. Most important, however, the Elements, in its theoretical structure which is ultimately grounded upon a notion of proof, exhibits what distinguishes Greek mathematics from its ancient counterparts. In light of this last observation especially, one is justified in closely associating the origins of Greek mathematics as a whole with the origins of the Elements of Euclid.
The majority of attempts to search out these origins have been determined by two presuppositions: The first of these is that "proof" in this context means deduction from axioms, and that the origins of the mathematics of the Elements are at one and the same time the origins of this conception of proof; the second is that the field of texts which might testify to these origins includes only those texts which exemplify what we recognize today as "Greek science" (including philosophy, mathematics, logic, medicine, geography, natural history, and so on). This paper proceeds by modifying the first of these presuppositions, and by rejecting the second.
With respect to the first, there can be no doubt that proof shows itself most immediately in the Elements as a more or less rigorous procedure of deduction from axioms; a quick glance at the first few pages of the Elements is enough to establish this. I want to add that there is another mode of proof active within and essential to the unfolding of the mathematics in the Elements, proof from construction, or from diagram. Thus one of the starting points for this paper is that "proof" for Greek mathematics is two-fold in nature, on the one hand essentially mental as deduction from axioms, and on the other hand essentially visual as proof from construction, and furthermore that the origins of a distinctly Greek mathematics ought to be sought in the origins of the association of these two notions of proof. Their connection in Greek thought is preserved in two important lexical groups in the Greek language which I will indicate now and have cause to return to later. The first of these is the group of words which organize themselves around the Greek noun noos, which eventually comes to mean something abstract like "mind" or "consciousness", but whose primitive meaning seems have determined a special kind of seeing. The second of these is the group of words which organize themselves around the Greek verb deiknusthai, which can indicate precisely the act of proving by deduction from axioms, as it does in various manifestations of its prefixed form apodeiknusthai in the Posterior Analytics of Aristotle, but can also determine a more general kind of demonstration which we would want to call "showing" and which associated itself with the act of proving from construction or diagram.
The modern mathematician, due to a formalization in mathematics which was ultimately accomplished in the beginning of the nineteenth century as a result of the emergence of non-euclidean geometries and the subsequent re-working of the Euclidean axioms, confers evidentiary force only upon the axiomatic mode of proof, and demotes diagrammatic "showing" to the lower precinct of heuristics. Although the selection of the deductive, axiomatic method as the "true way" for mathematics had already begun by the time of Euclid and his Elements, the independent evidentiary force which the diagram held in the eyes of the Greek mathematicians is implied by the particularly constructive quality of the axioms which Euclid has chosen to motivate his mathematics, which is always at bottom geometric. The first three axioms in book I of the Elements describe the establishment of a line from points, the continuous extension of a given segment of a line along a straight line, and the construction of an arbitrary circle. These sparse axioms justify the construction of a wide variety of geometrical figures which can all be represented in a diagram, and upon which the majority of the proofs of propositions in the Elements depends. Diagrams have for the most part been subsumed under an axiomatic framework, but on the same token axiomatic proof is rarely accomplished independent of the construction of diagrams.
The lack of success of Euclid's fifth postulate, the infamous parallel postulate, provides even stronger testimony to the central role played by the diagram in Greek mathematics. If proof, for the Greeks, were only the deduction of conclusions from any given set of axioms, then the parallel postulate would be as worthy a starting point for geometry as any. But there is another criterion: The axioms by which those conclusions are deduced must be self-evident, and in Greek mathematics, this self-evidence derives from the diagram. The parallel postulate, which establishes the intersection of straight lines extended to infinity in the direction determined by the side of a transversal where the interior angles add up to less than 180 degrees, can not be represented in a diagram. It is for this reason that Proclus, the early fifth century A.D. commentator on the first book of the Elements, criticizes that this postulate "...lacks the special character of a postulate..." and, "...ought to be struck from the axioms altogether." Rather, he suggests, the postulate should be proved as a theorem because its truth is not necessary, but only probable. As early as the second century A.D. geometers had begun to set themselves to the task of proving the parallel postulate from the other four Euclidean axioms, a project which would eventually be proven impossible by Gauss and Bolyai among others in the nineteenth century. But before the problem was resolved, geometers, having failed at proving the postulate, began to look for statements logically equivalent to it, and invariably chose formulations that the Greeks themselves would have considered diagrammatically evident. Among these is the axiom invented by the eighteenth century French mathematician Alexis Claude Clairot, which establishes that rectangles exist. The choice of this axiom over Euclid's is motivated by a conception of proof which recognizes the evidentiary force of the diagram, and in so doing preserves a Greek mathematical sentiment. Indeed Euclid himself recognized the unconventional flavor of his fifth postulate, and refrained from using it until he had no other recourse.
The reverse situation arises in connection with the proof of the side-angle-side criterion for triangle equality in book one of the Elements. Here it is not the case, as with the parallel postulate, that an axiom is involved whose evidence is not intuitive in the sense that it can be shown in a diagram, but that a proof is accomplished on the grounds of this intuitive evidence alone and without axiomatic justification. Specifically, Euclid proves the proposition by hypothesizing two triangles with two corresponding sides and the included angle respectively equal, and then essentially by picking up one triangle and placing on the other so that the equal sides and angle coincide, and finally by showing that the other side and angles coincide and are equal as well. The procedure of "picking up" and "placing on" is called superposition, and as it is used in this proposition implies that a figure can be moved across the plane without suffering any distortion. But movement without distortion in turn implies, in the case of the triangle, a preconceived notion of the equality of angles and segments of lines, and this notion upon which the accomplishment of the proposition ultimately rests finds no grounding in the Euclidean axioms but derives its truth value empirically from diagrams of angles and segments. Heath writes: "The method of superposition, depending on motion without deformation, is only of use as a practical test; it has nothing to do with the theory of geometry." Its theoretical inadequacy is a direct consequence of its dependance on the visual experience of a diagram, but it is for this very reason that Proclus, who is so critical of the non-diagrammatic parallel postulate, proclaims the validity of this proposition. After declaring that, "The proof of this theorem... grows naturally out of the clarity of the hypotheses," Proclus observes:
Visible equality... in things of the same form is manifestly the ground of the entire proof. For there are two axioms here that comprise the whole procedure of this theorem. One is that things which coincide are equal to one another. This is true without qualification... The other is that things that are equal coincide with one another. This is not true in all cases, but only of things that are similar in form.Of the two "axioms" to which Proclus here refers, the first is included among the "common notions" in the Teubner text, but Tannery and Heath argue it is an interpolation. The second is definitely not one of the Euclidean axioms, and depends on the prior notion of the similarity of form. The "visible equality" that Proclus indicates has no solid axiomatic foundation, but nevertheless he considers it sufficient grounds for the proof. Euclid, on the other hand was more wary about the validity of he use of superposition in the proof of propositions, and resorts to this procedure only here and at one other place in all of the thirteen books of the Elements. The traditional evidentiary force of the diagram was sufficiently strong to permit its use, but that use was at the same time restricted by the concurrent demand for axiomatic rigor.
It is this combined notion of proof as the product of an essentially logical axiomatic demonstration coupled with a constructive demonstration relying upon the visual evidence of the diagram that lies at the center of the theoretical structure of the Elements. Accordingly, it is in the origins of this notion of proof that the origins of Greek mathematics shall be sought. The next question to be addressed, then, is where these origins are to be sought. As I remarked above, the traditional approach to this problem has been to presume that the roots of Greek mathematics extend no deeper than the earliest examples of recognizably scientific texts. What ought to reconsidered here is the description "scientific". Lloyd remarks: "The explicit categories we commonly use in our highly value-laden descriptions... had a history and in most cases derive directly or indirectly from concepts invented by the ancient Greeks." Indeed, the categories which underlie the judgement that one ancient text is "scientific" and another not preserve a distinction that is Greek in origin, and one which is captured in the semantic opposition between the Greek nouns logos, which comes to indicate the true account, and muthos, the common tale infused with "error and deceit". As Lloyd suggests, this distinction is historical; the move toward the opposing semantic values of logos and muthos occurs only in the fifth century, initiated in the History of Herodotus and in the Victory Songs of Pindar and eventually instituted by Thucydides, among others. But even the first impulses in which this move can be detected occur a century later than the activity of the earliest exemplars of Greek mathematical thinking, whom the most conservative accounts place at the end of the seventh and beginning of the sixth centuries. At this time in Greece no distinction is recognized between the semantics of logos and muthos so as to justify the definition of a homogenous system of truth-oriented texts where the origins of Greek mathematics might be located, but rather truth itself is dispersed over a field of widely varying contexts. This being the case, an attempt to account for the origins of Greek mathematics must permit itself to look outside the narrow field of so-called Greek scientific texts and into textual precincts which exist for the Greeks as other and more traditional repositories of knowledge.
One very important such textual precinct is the "mythical" content of epic poetry. Epic poetry, preserved in the Homeric poems, is a primary location for the encoding of the Greek concept of truth, and in the following discussion it is to the Homeric poems that the problem of the origins of Greek mathematics shall be referred. Specifically in the Odyssey thematic content shall be discussed which develops a concept of truth as certainty deriving from demonstration by construction and simultaneously concerns itself with the ground of the construction, the integrity of the surface upon which the diagram is inscribed. This thematic content expresses the essential structure of the notion of proof which is adopted into the practice of Greek mathematics as represented by the Elements of Euclid. Along the way it will be possible to show that the move of this concept of truth out of its original epic environment and into the environment it eventually inhabits in the Elements is at the same time its dedication to an innovative positive project, and its departure from its primary epic context -- a context I will want to call dialectical. This last observation will indicate the sort of discussions which a new perspective on the origins of Greek mathematics can provoke.
At the outset it ought to be recognized that by the third century B.C. when the Elements were written the epic themes which I have indicated were only latently preserved in the structure of Greek mathematics. Euclid himself would certainly not have recognized the relation between his concept of proof and the content of the Homeric poems. Rather, according to the categories of logos and muthos which by his day had been well established, he more likely saw epic poetry as archaic story-telling in contrast to which he could legitimate his truth-oriented mathematics. There were, however, a number of philosophers of the sixth century in Greece whose work can be shown to constitute the beginnings of the geometrical tradition to which the Elements belong, and who either ally themselves directly with the Homeric poems or at least are likely to have been strongly influenced by epic material. It is by locating these philosophers that a continuous stream of thought flowing out of eighth century Homeric epic and into third century Euclidean mathematics is established.
The first of these philosophers to be considered belong to the old Ionian school, the most renowned member of which is Thales of Miletus. Proclus, in the prologue to his commentary on the first book of the Elements, includes a catalogue of geometers whose work precedes that of Euclid, in which Thales is the first person to be named. After claiming that Thales, "...was the first to introduce [geometry] into Greece," Proclus writes, "He made many discoveries himself and taught the principles for many others to his successors, attacking some principles in a general way and others more empirically." Proclus, who wrote in the middle of the fifth century A.D., uses for his source in this instance, and for much of the information in the following catalogue, a lost book on the history of Greek mathematics written in the third century B.C. by Eudemus, who was a pupil of Aristotle. As early as 423 and the performance of Aristophanes' Clouds Thales is already recognized as having achieved some prominence in geometry. In one scene in that play, Socrates is shown preparing to perform a geometrical demonstration and in the process stealing the cloak of a student at the wrestling school. Upon hearing a report of this, the dull-witted Strepsiades remarks: "Why do we continue to marvel at old Thales?" The remark calls attention to the fourth century reputation of Thales the geometer, but perhaps also questions the genuineness of that reputation by likening Thales to Socrates, who is pictured here as a second rate thief only pretending to geometrical ability.
There are no writings by Thales upon which a more reliable estimation of his contributions to Greek geometry could be based, but there are reports from late antiquity which attribute to Thales the proof of two geometrical theorems. The first of these comes from Proclus, and probably has Eudemus for its source. Proclus writes of Thales that "He is said to have been the first to prove (apodeiksai) that a circle is bisected by its diameter." Here, as Heath notes, Proclus means that Thales proved this proposition in the Euclidean sense, for the other two propositions which Proclus attributes to Thales were not, according to Proclus, proven, but only discovered or merely stated by Thales without scientific demonstration (epistemonikes epideiksios). Modern commentators, including Heath, have doubted that Thales could have proven this statement with any rigor since it shows up in the Elements not as a theorem, but a definition, and they therefore conclude that Thales only "showed" its truth with a diagram. The method of proof which Proclus assumes that Thales used is superposition, not a rigorous deductive method, but still a marginally acceptable procedure in the mathematics of the Elements and entirely diagrammatic in essence. The second theorem which Thales is said to have proven is more complicated, and the attribution, if correct, implies that Thales was in command of some sort of deductive method as well as the diagrammatic procedure of superposition. Diogenes Laertius cites Pamphile, who claims that Thales, "was the first to inscribe a right- angled triangle in a circle, whereupon he sacrificed an ox." The implication seems to be that Thales understood the general proposition that the angle inscribed on the semi-circle is always right, which implies, in turn, that he knew among other things that the angles of a triangle are together equal to two right angles, from which fact he could have deduced the theorem suggested by Pamphile's remark. The accuracy of the remark has been called into question on two grounds: first that Pamphile may have this story confused with a similar one which Apollodorus tells about Pythagoras; and second that it is anachronistic in that the proposition about the angle sum of triangles has traditionally been attributes to Pythagoras or the more or less nebulous "Pythagoreans" and in either case would not have been available to Thales. However the case may be, it is clear that by the middle of the sixth century in Ionia the Greeks had begun to formulate general geometrical propositions, and had developed a notion of proof which was diagrammatic if not yet deductive.
Thales died in the vicinity of 547 B.C. and left behind him in Ionia an intellectual heritage which would soon be assumed by Hecataeus of Miletus who was active at the end of the fifth century. Hecataeus is best known as the author of the map of the world (Periodos Ges) to which Herodotus alludes in book four of his Histories:
I am amused to see those many who have drawn maps of the world and not a one of them making a reasonable appearance of it. They draw Ocean flowing around an earth that is as circular as though traced by compasses, and they make Asia of the same size as Europe.Before publishing the map shortly before 500 B.C., Hecataeus had made extensive travels into Asia and Europe. Rather than organize his map according to particular information collected empirically in the course of these travels, he chose to construct it around pure geometrical objects like the circle and equal areas, and in so doing betrayed a conviction that such objects provided a surer foundation for geography than the evidence of the senses. The evidentiary force of these objects derives, without a doubt, from the early and successful practices of geometry in Ionia, and the concern which Hecataeus displays over structural elements and foundations shows a developing theoretical orientation which most likely held sway over the practice of early Ionian geometry as well, and eventually manifests itself as the demand for axiomatic rigor in the mathematics of the Elements.
The demonstrative potential of the map so constructed is made clear by the role it plays in the course of events which surround the beginning of the Persian war. As Herodotus recounts, the city of Miletus on Samos is threatened by advances by the Persians, and Aristagoras, Prince of Miletus, sails off to Sparta to implore the tyrant Cleomenes to abandon his Pelopenesian campaign against the Messenians and to join in with the Miletians in fighting back the Persians on Asia minor. Aristagoras argues that the Spartans have much to gain from this course of action, for to the west and south of Samos lie concentrations of Persian wealth in close proximity to one another for Cleomenes to plunder. To prove this last point, Aristagoras points to a bronze tablet on which a map of the world is inscribed. The map was that of Hecataeus, who serves as advisor to Aristagoras during the Persian war. By pointing (deiknus) to the map, Aristagoras means to secure the truth of his claim and thus betrays his conviction that Hecataeus' radically geometrical geography proffers evidence of the most irrefutable authority.
Hecataeus' map preserves an Ionic tradition of cartography which seems to have been originated by Anaximander of Miletus, a contemporary and compatriot of Thales. Agathermus, citing Eratosthenes, writes, "Anaximander of Miletus, the student of Thales, was the first to attempt to record the inhabited world on a tablet; after him Hecataeus of Miletus, a widely travelled man, scrutinized [the tablet], and was amazed at the work." Anaximander was best known in antiquity for his innovations in speculative astronomy and cosmology, which, like the work of Hecataeus, was radically geometrical in structure. Specifically, Anaximander conceived the universe as having the Earth at its center in the form of either a sphere or a cylinder and explained that it holds its place there because the center of the universe is "spatially indifferent", equidistant from every extremity of a spherical universe. Anaximander is said to have constructed a spherical model of this universe which must have preserved the geometrical quality of his cosmology. Most likely Anaximander's map, which Diogenes mentions in connection with this model of the heavens, was similar in its theoretical structure, and it is this map which instructed the geography of Hecataeus.
The theoretical quality of Anaximander's cosmology is evident not only from its geometrical structure, but also in that it is grounded upon a strict notion of "first principles". The first principle of Anaximander's cosmology is the apeiron (the unbounded), which is described as both an arche (ultimate beginning) and stoicheion (primary substance). The apeiron as arche, as that which casts the universe into time, has a transcendental quality which resembles the self-evidence of the Euclidean axioms. As stoicheion, the apeiron becomes not only that out of which the universe springs, but also that of which the universe is constituted. In a like manner, theorems in the Elements are built of prior theorems, which are ultimately built of the axioms themselves; accordingly the plural stoicheia, which is translated into English as "Elements", becomes the title of Euclid's book on geometry. The meaning of apeiron reveals a final similarity between Anaximander's first principle and Euclid's axioms. It is generally agreed that apeiron, for Anaximander, did not signify a spatial or quantitative infinity, but rather a qualitative indeterminateness, an abstract principle which manifests itself in the world in the circular reciprocity of generation and destruction. The image to which it corresponds is not the infinitely extended three- dimensional space which prevails in modern cosmologies, but rather the continuous curvature of the surface of a sphere or the perimeter of a circle, both of which are fundamental structural elements in the universe of Anaximander. The apeiron thus conceived constitutes a cosmos which, unlike the Newtonian universe, can be contained in a finite model. By inventing a cosmological first principle which is at once transcendental, elemental and constructible, Anaximander exhibits the theoretical disposition which comes to determine the choice of axioms upon which Greek geometry will be eventually grounded.
This Geometry, which is ultimately exhibited in the Elements and which is anticipated by the sixth century work of Thales, Anaximander and Hecataeus, seems to have been already firmly in place by the middle of the fifth century in Ionia and had begun to spread about Greece through the diaspora of Ionians which occurred as a result of the Persian war. Hippocrates of Chios, who sometime around 450 B.C. moved from his birthplace in Ionia to Athens, published the first book known to be called Stoicheia which is believed on the authority of Eudemus to have contained a complicated procedure for the quadrature of the lune. The title of the book and the advanced nature of its content implies that the Greeks had finally arrived at an axiomatic system for geometry and a self-conscious method of proceeding deductively toward less-than-obvious conclusions. Although the axiomatic system and geometrical orientation of Hippocrates' book certainly originate out of the "old Ionian school" represented by Thales, Anaximander and Hecataeus, the thinking of those early Ionians presents no firm analogue for the formal deductive method which motivates the procedure from axioms to conclusions in the geometry of Hippocrates.
To uncover the origins of the application of deductive logic to geometry the Greeks themselves recognized that one had to look elsewhere, and it was traditional, at least in the commentaries of late antiquity, to attribute these origins to Pythagoras and his immediate disciples. Proclus writes:
After these (Thales and Ameristus or Mamercus) Pythagoras transformed the study of geometry into a liberal education, examining the principles of the science from the beginning and probing the theorems in an immaterial and intellectual manner...In this instance, Proclus' source is not Eudemus but Iamblichus, an enthusiastic neo-pythagorean of the fourth century A.D. Burkert points out that Eudemus, like his teacher Aristotle, never mentions Pythagoras in connection with developments in geometry, but only so- called "Pythagoreans". And Heidel remarks that, "...some of these Pythagoreans were earlier than Plato; how much older, we do not know, and one is strongly inclined to infer from the polemical tone of many of the references, that the questions at issue were, at least for the most part, the subjects of debate in the schools of Plato and of Aristotle and therefore not dating back a century or more." Accordingly, Heidel makes the middle of the fifth century B.C. the earliest possible date for any significant Pythagorean contribution to Greek geometry, at which time advanced geometry like that of Hippocrates was already being produced. Burkert attributes the legend of Pythagoras the geometer, which Iamblicus and Proclus invoke, to internal political developments in the Academy after the death of Plato. In the Middle Academy under the direction of the skeptic Archytas all that was dogmatic and doctrinal of the Old Academy was discounted as deriving from Pythagoras and the "Pythagoreans" so that what remained was an Academy that was predominantly "Socratic." Thus Pythagoras, by no act of his own, was credited with developments in science and mathematics which actually came out of the later writings of Plato. Then, in late antiquity, when neoplatonists such as Proclus sought to revive the discredited doctrines of the Old Academy, they effected a parallel elevation of the status of the augmented character of Pythagoras. In turn a self-styled Pythagoreanism, exhibited by Iamblicus, became the rage, a Pythagoreanism which Burkert characterizes as "Platonism with the Socratic and dialectic element amputated."
To say that there was no significant Pythagorean geometry before the time of Hippocrates of Chios is not, however, to deny the existence of any early Pythagorean mathematics. On the contrary, early Pythagoreans of the beginning of the fifth century, and perhaps even Pythagoras himself, entertained a conception of number representable by configurations of dots or pebbles. These pebble, or psephoi numbers and their interrelations were interpreted symbolically to derive a number of relatively quaint cosmological maxims, but at the same time encouraged the pronouncement of some non-trivial arithmetical conjectures. The conjectures were more algebraic than geometric in character, and were arrived at by a less than rigorous inductive procedure which ultimately fell short of proof. As Burkert and van der Waerden point out, the algebraic, inductive quality of early Pythagorean arithmetic more resembled Babylonian mathematics than it did the mathematics of the Elements, in which numbers are not represented as collections of discreet psephoi, but as continuous line segments of varying lengths. And although the psephoi numbers and the arithmetical mathematics they engender are preserved into the third century and beyond, they are preserved as a minor tradition and never attain the prominence of the tradition of geometrical mathematics which the Elements embody. One reason for the exclusion of Pythagorean arithmetic from the mainstream of Greek mathematics is that psephoi constructions were not diagrammatically strong enough to exhibit the truth of a given proposition in general, but were only able to provide specific examples which could no more than merely suggest that a statement holds in all of an infinite number of particular cases. But as early as Anaximander and almost a century before the activity of the first "Pythagoreans", Greek mathematics had already begun to form itself around the demand for the constructibility of global truths. This demand is fulfilled in connection with the Euclidean conception of number and at the expense of the Pythagorean psephoi arithmetic.
The absence of an early fifth century Pythagorean geometry and the markedly unscientific quality of the early Pythagorean arithmetic make it practically impossible that Pythagoras or his immediate disciples were responsible for the logical turn which Greek mathematics underwent between Hecataeus in the end of the sixth century and Hippocrates in the middle of the fifth. Burkert observes that Eleatic ontology of Parmenides and his successors, on the other hand, presents a much more likely source for the formal deductive logic which is essential to the success of the "elemental" geometries of Hippocrates and Euclid. Although Parmenides was a citizen by birth of the Italian town of Elea, his cultural heritage was predominantly Ionian. Elea was founded in the vicinity of 540 B.C., no more than fifteen years before Parmenides was born, by a group of Phocaean immigrants who had fled their Ionian city after it had come under siege by an army of Medians under the command of the general Harpagus. Nothing is known of Parmenides' parents, but it is most probable that they were among the Ionian refugees, and that Parmenides, therefore, was steeped from a young age in Ionian tradition. At some point in his education, according to Aristotle, Parmenides came under the instruction of Xenophanes, an exile of the Ionian town of Colophon whose travels included a stay at Athens and whose eclectic interests extended to poetry, philosophy and theology. As a result of his association with Xenophanes, if from no other place, Parmenides must have been exposed to the philosophies of early Ionians such as Anaximander and Thales, and consequently his philosophy reflects the Ionian emphasis on first principles. Parmenides' innovation, which turns out to be monumental, is to embrace an ontological first principle whose evidence is a direct consequence of its logical necessity. This is that being (to eon) is:
It is necessary to say and to conceive (noein) that being is, for there is being, but Nothing is not.From this premise Parmenides deduces a number of necessary conclusions:
...that being is ungenerated and imperishable, entire, unique, unmoved, and perfect; it never was nor will be since now it is all together, one, indivisible.The truth of these conclusions does not derive from empirical intuition, for indeed they contradict everyday experiences of change in the world, but instead rests upon the impossibility of their negation: That there be generation, destruction, divisibility, multiplicity, motion, or imperfection ultimately implies in one way or another that not-being is, which contradicts the necessary first principle, and hence leads to a logical impossibility. This is an explicit presentation of formal deduction in utter abstraction, and a new development in Greek philosophy.
Parmenides describes "great bonds" of "strong necessity" which hold being to itself and prevent the encroachment of negation in any of its various manifestations, and he develops this notion of bondage in close connection with the concept of limit (peiras). Being, as that which is at one and the same time perfect and limited, gives itself over to a diagrammatic representation:
This construction of being is remarkably similar in
structure to Anaximander's model of the cosmos, which has
a spherical (or perhaps cylindrical) earth at its center
equidistant from every extremity of a spherical universe.
Parmenides' ontology, which is essentially an exercise of
pure intuition, nevertheless manifests itself in a
visible model; the formal logical procedure which is an
innovation of Parmenides emerges in close connection with
the traditional Greek conception of truth as construction
-- a conception fundamental to early Ionian philosophy.
By the middle of the fifth century, Parmenidean
ontology had spread as far as the Ionian island of
Samos, and made a notable impact on philosophers in
Athens after Parmenides visited that city somewhere in
the vicinity of 450 B.C.. Parmenides' student Zeno, who
traveled along on the trip to Athens, devoted himself to
the task of refuting objections which were being voiced
against the new Eleatic ontology. His refutations, as
one would expect, were deductive after the fashion of his
teacher. Specifically, he formalized a method of reductio
ad absurdum which he employed on more than forty
different occasions in defence of Parmenidean doctrine.
Hippocrates of Chios, who happened to have been in Athens
around the time of Parmenides' visit, relied heavily on
the Eleatic procedures of proof by cases in his
construction of the quadrature of the lune and presumably
also in his Stoicheia, and Zeno's method of reductio ad
absurdum is essential to all Greek proofs about
irrationality. In the first half of the fifth century
Greek mathematics incorporates the formal logical
techniques of Eleatic ontology into its theoretical
structure, and this structure, which was now both
axiomatic and deductive, is essentially unchanged as it
appears in the Elements of Euclid.
To summarize the preceding survey of pre-Euclidean
mathematics, in the period of time between the middle of
the sixth century and the beginning of the fifth, two
main roots of the theoretical structure around which the
Elements of Euclid is organized were located. The first
of these roots is to be found in the cosmologies and
geographies of early Ionians represented by Anaximander
and Thales in the middle of the sixth century, and
Hecataeus of Miletus in the early years of the fifth.
Anaximander and Hecataeus constitute their presentations
out of geometrical first principles which derive their
truth value and evidentiary force from being
constructible in a model or representable in a diagram.
These first principles anticipate in close detail the
axiomatic framework of the mathematics in the Elements.
The second root was located in the Eleatic ontology of
Parmenides and his student Zeno. Eleatic ontology
combines the Ionian concept of first principles with
formal deductive techniques which provide geometers of
the middle to late fifth century with methods for
deducing the truth of propositions from a set of axioms.
The combination of these two roots made possible in
particular the production of the geometry in the
Stoicheia of Hippocrates which was similar if not
identical in structure to Euclid's book of the same name.
Primary to both the Ionic and Eleatic roots of
Euclidean geometry is the conception of proof as visible
construction, and the simultaneous demand that
construction precede from worthy beginnings. It is my
claim that this conception of proof is explicitly
developed in the thematic content of epic poetry, and
especially the Odyssey, and that the Homeric poems belong
to a tradition of Greek thought which includes the
Elements of Euclid. Presuming that these thematic
elements of epic poetry can be identified, the continuity
of this tradition is established by showing the influence
the Homeric poems had on early Ionic and Eleatic thought.
In the case of Eleatic ontology and its founder
Parmenides, the importance of Homeric material is
undeniable. Parmenides' poem, fragments of which are all
that survive of his writings, is composed in the Homeric
hexameter and draws its vocabulary almost entirely out of
the Homeric lexicon. At certain points in Parmenides'
poem, entire lines of hexameter are reproduced out of the
Homeric corpus. And as Coxon observes, Parmenides' subtle
use of epic imagery require that the reader of his poem
be thoroughly familiar with the content of the Iliad and
the Odyssey. In the case of Early Ionic thought the
evidence is not so direct. The main reason for this is
the scarcity of text which survives from sixth century
and early sixth century Ionia: Thales is thought to have
written nothing at all, nothing survives of the writings
of Hecataeus, and the writings of Anaximander survive in
only five short fragments. Nevertheless, the strong
liklyhood that the Homeric poems were influential to the
thought of the early Ionians can be suggested. In the
first place, the oral tradition out of which the Homeric
poems grew seems to have been centered in Ionia. This is
indicated by the preponderance of Ionic forms in the
Homeric dialect and by the associations made by
historians and biographers as early as the fifth century
B.C. of Homer with various places in Ionia. The most
traditional accounts describe Homer as having been born
in Smyrna and then moving to Chios where he would have
composed epic poetry in the middle of the eighth century.
Although these accounts are based almost entirely on
conjecture and often include such fantastic details as
the story that Homer was born of the river Meles and the
nymph Krytheis, there is some supporting evidence for
associating Homer with Chios; this is that as early as
the late sixth century there lived on Chios a group of
bardic poets who called themselves Homeridae and claimed
direct descendance from Homer. From archaeological
evidence dating from the middle of the eighth century it
is clear that the epic material out of which the Homeric
poems were composed was at that time already a
fundamental element of Ionian culture, and fragmentary
literary references of the middle of the 4seventh century
indicate that the epic material was frequently
encountered in a distinctively Homeric context. Although
there is no evidence of a direct correspondence between
the Iliad or the Odyssey and the philosophies of
Anaximander, Thales, or Hecataeus, it almost certain that
an intellectual of the sixth century in Ionia would have
been familiar with the Homeric poems. Furthermore, the
sixth century was a time when the categorical distinction
between logos and muthos did not yet prevail, so that
there was no active conceptual bias to prevent an early
natural philosopher to look to epic for instruction. I
turn now to a discussion of thematic material in the
Odyssey which instruct the notion of proof which I have
discussed in connection with early Ionian and Eleatic
thought on the one hand, and the Elements of Euclid on
the other.
The Odyssey is the tale of Odysseus' nostos (return)
from Troy to his neglected household on Ithaca. The
nostos occurs in two stages. The first is the sea voyage
from Troy to Ithaca in the course of which Odysseus and
his companions become embroiled in a number of perilous
encounters with powerful forces of nature and with
uncivilized monsters. By acts of cunning trickery
Odysseus removes himself and the more fortunate of his
companions from danger and resumes the homeward journey.
The second stage of the nostos consists of Odysseus'
return to Ithaca. At Ithaca he finds his home overrun by
a band of marauding suitors who seek to win the hand of
Odysseus' wife Penelope. Odysseus' task is two-fold:
First he must depose the suitors; second he must
establish himself as the rightful master of his house,
family, and property by demonstrating that he is the same
Odysseus who had left Ithaca for Troy twenty years
earlier. To depose the suitors Odysseus performs more
cunning acts of trickery. As Odysseus demonstrates his
identity, on the other hand, his cunning undergoes a
transformation. Trickery, or false persuasion becomes
true persuasion, or demonstration. The scenes of
demonstration occur in the last five books of the
Odyssey, and in them the concept of proof which I have
discussed in connection with Greek mathematics is
developed. The demonstration scenes constitute the
culmination of themes of cunning and return which run
through the entire Odyssey. In the opening line of the
tale Odysseus is described as polutropos, which means
both "wandering" and "cunning". Twelve lines later in the
first book this "wandering" is explained not as an
aimless drifting, but a directed effort, Odysseus'
longing for return and reunion with his wife. I find it
convenient to take up these themes as they present
themselves in book nine, where Odysseus tells the
Phaeacian court of his trials on the sea. This is a
central scene in the story, for after the tale is told
the Phaeacians are to transport Odysseus to Ithaca, and
the nautical stage of the nostos then concludes. In a
very real sense Odysseus wins his way home with a tale,
and he is the subject of his tale. The self-referential
quality of Odysseus' song, which is at bottom an act of
cunning designed to please the audience and win favor for
the performer, is reflected in the events described in
the song. The events are the conflicts at sea resolved by
cunning trickery, and just as Odysseus recognizes himself
in the song, he recognizes himself in each of these acts
of cunning.
Early in the song, Odysseus comes to describe his
encounter with the man-eating cyclops Polyphemus.
Odysseus and a number of his companions are held captive
in the cave of the cyclops. Odysseus effects his escape
from the cave and country of the cyclops for himself and
those of his companions whom Polyphemus has not already
devoured by way of a cunning act of dissimulation:
Odysseus tells Polyphemus that his name is Outis
(Nobody) so that Polyphemus, when Odysseus blinds him
with a sharpened olive branch, suffers the scorn of the
neighboring cyclopes when he calls out for their help
against the attacks of "Nobody." As he sails away from
the island of the cyclops, Odysseus calls out to the
blinded Polyphemus:
Odysseus describes himself as cunning in connection
with the episode with the cyclops. While Polyphemus is
running about his fields bemoaning his recent injuries,
Odysseus and his companions make their escape from the
cave bound beneath the bellies of the sheep of their
debilitated captor. Last to lumber away from the cave is
a great ram burdened by the weight of Odysseus. Odysseus
tells the tale at the court of Alkinous:
Agamemnon's misfortune, it turns out, is the design
of Zeus, who advises the battle to Agamemnon by way of a
dream. The dream which delivers the deceptive council of
Zeus is oulos which often means "close in texture", and
perhaps in this instance carries the same sense as
pukinos. In any case, cunning mindfulness frequently
attends the father of gods, as can be seen in book XV of
the Iliad as Zeus guards the life of Hektor when Hektor
rages against the palisade before the ships of the
Achaians. Here the Achaian archer Teukros strings his
deadly arrow and takes aim at Hektor.
The crucial association in the above passage is that
of pukinos and noos (intelligence), which again
determines a frame of mind disposed to cunning deceit. In
the Iliad it already plays an important role in that it
is by virtue of the cunning mind of Zeus that the war at
Troy arrives at its proper end. But the internal cause of
the events of the Trojan war is the hyperbolic rage of
Akhilleus, far more passionate than intellectual. In the
development of the Odyssey, on the other hand, the
pukinos noos is no Deus ex Machina, but inheres in the
hero Odysseus as a force which drives his adventures from
beginning to end.
The events which constitute the nautical stage of
Odysseus' nostos and which provide a stage upon which
Odysseus can perform his cunning are frequently
occaisioned by another peculiar quality which prevails in
the mind of Odysseus: his powerful curiosity. In
Laestrygonia, Odysseus' entire fleet save his own ship
and crew is destroyed at the hands of man-eating giants,
all because of because of Odysseus' ill-concieved desire
"to know what men -- bread-eaters -- there were in that
land." And earlier in the tale, soon after Odysseus and
his escort enter the cave of Polyphemus who is out
tending his flocks, the companions urge their commander
to make off quickly with a few cheeses and some
livestock. But Odysseus, to the eventual distress of the
four men whom Polyphemus devours, pays them no heed:
The encounter with the Sirens and their spellbinding
song in book XII provides Odysseus with another
opportunity for the realization of noos. The goddess
Circe warns Odysseus that the price which one must pay
for the pleasure of hearing the song of the Sirens is
death and the forfeiture of nostos. But she also informs
him that he alone among men may hear the song without
penalty. To this end she gives him further instruction
which he follows as his ship begins to pass by the island
of the Sirens. He commands his companions to bind him
securely to the mast of the ship and plug their ears with
softened wax so that when the Sirens begin to sing he may
listen, but they, in their oblivion to the song,
transport him to safety. The cunning mind of Odysseus
willfully forces its negation by exposing itself to the
charm of the song of the Sirens. Once again the negation
of cunning effects in Odysseus an overpowering curiosity,
and it is to this curiosity that the Sirens address their
song, which ends with the following promise:
The reflective mind which develops as a result of
the dialectic of cunning in Odysseus is a necessary
psychological precondition for the type of abstract
thinking that Parmenides performs in his ontological
philosophy. Indeed, Parmenides, most likely
intentionally, incorporates imagery and vocabulary of the
nautical stage of Odysseus' nostos into his philosophical
poem. Parmenides' poem recounts a philosophical journey
away from the realm of darkness and the plethora of
things which are said to occur in time, and into the
realm of light, contemplation and inquiry into the notion
of being. The traveler in the poem, following a path
"that leads the knowing man through all towns," is
readily compared to the wandering Odysseus, who "has seen
the towns of many men and learned their mind (noon)."
The verb Parmenides uses for "contemplation" is noein, a
verbal form of the noun noos, which he almost always uses
intransitively and in its nominal infinitive form to
indicate the pure exercise of the mind. As the traveler
proceeds along the road to being, his thinking becomes
increasingly more reflective, since, for Parmenides,
thinking and being are identical:
Parmenides' traveler is set upon that path by a
goddess who dwells in the realm of light and is served by
maidens of the Sun. She addresses him as he passes
through the gates which guard the passage from night to
day:
The journey of return to noos, for Parmenides'
traveler, is at the same time an epistemic movement away
from "however many things mortals suppose to be real and
to come to pass (gignesthai) and fade away." The
arrival at a conception of such things is the final stage
of the false path of inquiry which takes its start by
consigning being to that which is not. The Goddess
admonishes Parmenides' traveler to shun this path of
inquiry:
For Parmenides, on the other hand, the statement of
identity "being is" is set out at the outset as a
postulate. As such is not subject to dialectical
scrutiny. Its negation, that non-being is, is strictly
forbidden as precisely that which is not to be named:
Odysseus' arrival at Ithaca preserves the
dialectical quality of nostos developed in the nautical
stage of the return from Troy. In the opening lines of
book XIII the conditions are described which attend the
hero after the Phaeacians deliver him asleep to the shore
of the island of his home:
Here the alternation from death to life is closely
related to the move from concealment to revelation. This
is seen earlier in book X in Odysseus' voyage out of the
mists of Hades and into the light of Aeaea, and earlier
still in book IX in his passage out from the cave of
Polyphemus. This last incident is paralleled by his
alternation from Outis to Odysseus, which is the basic
formula for recognition. In turn, what necessarily
precedes the recognition scenes which come in the last
book of the Odyssey is Odysseus' return to a state of
concealment. At the end of the thirteenth book, Athena,
the wily Olympian double of Odysseus, casts a spell over
her hero:
The recognition scenes, which occur within the walls
of his house on Ithaca when Odysseus emerges for the last
time from concealment, mark the fulfillment of his
nostos. As in the nautical stage of Odysseus' return,
nostos at Ithaca develops as a function of Odysseus'
cunning. In the nautical stage cunning shows up as
trickery, as the wily ability to present false
demonstration, to dissimulate and evade. At Ithaca
cunning in Odysseus preserves this original meaning, but
at the same time undergoes a transformation: it moves
over into its double and becomes the ability to induce
true persuasion, to produce incontrovertible
demonstration. Cunning as trickery in Odysseus is always
dedicated to the end of concealing the identity of
Odysseus. Conversely, cunning as a demonstrative faculty
always demonstrates that the hero is Odysseus, the one
who left for Troy twenty years before. Odysseus, by
proving that he is himself, gains the recognition of his
servants and family and returns to his proper place as
the master of his home on Ithaca. As I shall discuss, the
demonstrations which induce this recognition are of a
particular kind, and their structure anticipates that of
the notion of proof I described earlier in connection
with Greek mathematics.
The transformation of cunning in Odysseus from
dissimulation to demonstration occurs in book XIX.
Odysseus, disguised as a beggar, has entered his home and
now shares words with troubled wife, Penelope. She,
unaware that she is speaking with her husband, tells him
of the troubles she has endured in the absence of
Odysseus, and asks him to tell of his land and the
family. Odysseus tells a false tale: he gives his name as
Aethon and explains that he came from a noble family on
Crete, but has since endured many misfortunes. He
proceeds to tell that eleven years past he met the hero
Odysseus who had been blown off course on his way to
Troy. Penelope wishes to test the truth of the story and
asks her guest to describe the clothes that Odysseus
wore. The disguised Odysseus gives the following account:
The description is put forth by Odysseus as a
demonstration, as proof that Odysseus was sighted in
Crete on his way to Troy. The demonstration is false, but
like the scene portrayed on the brooch which, though only
an image, is on the very verge of bursting into truth,
the false demonstration is an image of the true
demonstrations of his identity which Odysseus is soon to
present. The false tale mimics true demonstration in
structure. Odysseus will eventually prove his identity by
indicating signs. These signs, like the brooch, will have
been constructed (tetukto), and the constructed signs
will have a special evidentiary force. In the case of the
cloak and the brooch, these signs have evidentiary force,
they consist of proof for Penelope that Odysseus had been
seen some time ago on Crete, because she herself had
given the cloak and brooch to Odysseus before he left for
Troy. Odysseus chooses these signs for his description of
the fictitious Odysseus at Troy for this very reason,
that in them Penelope may recognize her husband. The
episode of recognition follows immediately upon the
description:
From Odysseus' description of the cloak and brooch,
then, it is already possible to detect the basic outlines
of the structure of the demonstrations that soon follow.
But at the same time the description is essentially
untrue; it is a lie dressed up in the garb of proof, a
telling of false signs. I turn now to a number of places
in the text where Odysseus produces true demonstration,
where he reveals his identity by way of proofs involving
the showing of true signs. In these examples it will be
possible to determine precisely what constitutes true,
demonstrative signs in contrast the signs of the cloak
and the brooch, and then to show the relation between the
demonstrations built around such signs in the Odyssey,
and the notion of proof at work in Greek mathematics.
The first true sign which Odysseus produces as proof
of his identity is a scar on his leg, and he cleverly
alludes to this sign in the description of the cloak. He
describes the cloak as being oulen, which means thick or
dense. The adjective may contain some echo of the
psychological meaning of pukinos (thick and dense, and
then cunning), but more importantly, in the feminine
accusative form it takes in describing the cloak, it is a
pun on the noun oule, which names Odysseus' scar.
Odysseus' use of pun to conceal truth in deceptive speech
is paralleled earlier by his alternation between the
names Outis and Odysseus. The one who can make lies like
truths can also encode the truth in a lie.
In book XXI the conflict between Odysseus and the
suitors draws near. Odysseus seeks the aid of his cowherd
and his shepherd, and to gain their confidence he reveals
his identity to them with a demonstration built around
the scar:
In the Odyssey, the force of the ariphrades sema is
evidentiary. By producing it in the scene quoted above,
Odysseus designs to induce in the cowherd and the
shepherd recognition and persuasion. The evidentiary
force of the ariphrades sema derives first from its
having been constructed, from its being the product of a
unique sequence of recollectible events. The story of the
scar is given in book XIX of the Odyssey: When Odysseus
was an infant he was named by his maternal grandfather
Autolycus, who at that time promised that he would honor
Odysseus with gifts when he reached the prime of his
youth. Odysseus, grown, travels
to the home of Autolycus to collect these gifts. There he
partakes in a hunting expedition in the region of Mt.
Parnassus. In the course of the hunt Odysseus receives an
injury on his thigh from a charging boar which he kills
with a display of courage and might. Considering the
dialectical character of Odysseus' identity, the story is
important in so far as the story behind the attribution
of the name Odysseus is tied up with the account of the
young hero's suffering a nearly mortal wound.
Symbolically, the scar from the wound is equivalent to
the name, and its construction is essentially the
construction of Odysseus' identity. By showing the sign,
then, Odysseus recalls the unique sequence of events the
recognition of which is at the same time the recognition
of the identity of Odysseus. This is readily contrasted
with the false signs of the cloak and the brooch, which
when told are of ambiguous origin. Odysseus, disguised,
concludes the telling of these signs with the following
disclaimer:
The evidentiary force of the scar as a sign derives,
in a similar way, from the essential quality of the
surface to which it is attached. In the course of his
adventures Odysseus undergoes alteration in height, the
loss of hair, diminution and augmentation of youth, the
loss and restoration of agility, and changes of pigment
and wrinkling of the skin. He suffers each of these
variations as he passes in and out of disguise. What
remains unaltered in the course of these transformations
is the region of Odysseus' body which displays the scar
of his youth, the mark by which Odysseus can be
identified in any of his various incarnations. The
location of the scar is precisely determined in the story
of the hunting trip on Parnassus:
The demonstrative sign of the scar connected to the
thigh is readily compared with the false sign of the
brooch fixed to the cloak. The cloak, unlike the thigh of
Odysseus, is an inessential surface. A gift from an
unknown donor, it comes into Odysseus' possession only by
accident. The changeable nature of the cloak is further
suggested by the adjective porphureos, which is most
often used to describe the glancing quality of light
reflected off of the disturbed fluid surfaces of rivers,
oceans and clouds. The cloak as a surface is vague and
nomadic, and the sign affixed to it has no true
demonstrative powers; the Odysseus whom the brooch
signifies is a fabrication.
In the contrast between the signs of the scar and
the brooch a Homeric theory of demonstration begins to
emerge. True demonstration consists of the showing of
signs constructed through a sequence of unique and
recollectible events, and at the same time fixed to some
permanent surface. In the scene with the cowherd and the
shepherd there is a lexical correspondence between this
theory of demonstration and the one which shows up in
later in the practice of Greek mathematics. The verb
which is used for Odysseus' showing his scar is deiknumi:
The demonstrative sign is now determined by three
criteria: First it must have been constructed through a
sequence of recollectible events; second, it must be
affixed to a permanent, essential surface; and finally,
it must appeal immediately to the faculty of vision. The
first such sign which Odysseus produces is the scar on
his leg. Later on in the course of events which unfold
within the walls of Odysseus' house on Ithaca Odysseus
finally reveals himself to Penelope, and he does so by
producing another sign of his identity. The sign is the
bed which he built for himself and his wife when they
were first married, and this sign, like the scar on his
thigh, is demonstrative according to the criteria I have
outlined. The sign of the bed is alluded to by Penelope
as she sits at the hearth with Odysseus whom she does not
recognize on account his begger's disguise. Odysseus has
recently slaughtered the suitors and has come to reclaim
his wife, but she refuses to acknowledge him. Telemachus
rebukes her for her insolence, and she delivers the
following response:
The ariphrades sema shows up one more time in a very
similar recognition scene between Odysseus and his father
Laertes. Like Penelope, Laertes is incredulous when
Odysseus announces to him his return. Also like Penelope,
Laertes demands proof:
The similarities between the Homeric theme of
demonstration and the theoretical structure of proof
which underlies the practice of Greek mathematics should,
by now, be quite transparent. In both cases, proof
consists, on the one hand, of the exhibition of a sign so
constructed as to appeal immediately to the faculty of
vision. The evidentiary force of such a sign in Greek
mathematics was seen first in the Elements of Euclid in
the procedure of superposition by which the side-angle-
side criterion for triangle equality is established. This
procedure of superposition was then identified with the
early geometrical investigations of Thales of Miletus.
The importance of the constructed sign appeared again in
connection with early Greek cosmology and cartography. In
sixth century Ionia the desire to produce true accounts
of the natural world led to the production of Hecataeus'
map of the world and Anaximander's account of the
universe. Both of these works were built around simple
geometrical constructions from which they derived their
validity. Similarly, the first principle of Parmenidean
ontology ultimately manifests itself in the visible model
of the solid sphere. This fundamental notion of the
evidentiary force of the visible, constructed sign -- a
notion essential to Greek mathematics -- is anticipated
in the recognition scenes which conclude the story of the
Odyssey. Odysseus proves his identity by producing the
signs of the scar on his thigh, the wedding bed, and the
garden of Laertes. Each of these signs are described in
connection with an account of their construction.
Furthermore, each of them have the characteristic of
being immediately visible, and in the case of the bed and
the orchard, they are described in connection with
rudimentary arithmetical and geometrical ideas. All these
signs derive their demonstrative power from the precise
details of their construction.
On the other hand, and again in both the Homeric
description of demonstration and the structure of the
Greek mathematical notion of proof, the demonstrative
project is launched in close connection with the demand
for worthy beginnings. In the Elements, this demand
manifests itself in the production of a system of axioms
in which the geometrical constructions are grounded. And
in early Ionian philosophy, this demand shows up in the
notion of first principles. Anaximander's apeiron is such
a first principle; he posits its truth and makes it the
beginning of the cosmos and the ground out of which the
universe springs. Likewise, Parmenides grounds his
ontology in the first principle "that being is." The
logical quality of this first principle ultimately leads
to the development of the formal deductive techniques
employed in the mathematics of the Elements. This concern
with the ground of a demonstration, the surface upon
which the demonstrative sign is inscribed, is prevalent
in the Odyssey. The strength of the sign of the scar is
that it is fixed to a zone on Odysseus' body marked out
by his knee and femur. This physiological location is as
essential to Odysseus as are his name and his psyche.
Odysseus thigh is a permanent surface, and the scar
affixed to it is a demonstrative sign. Similarly, the
signs of the bed and the orchard are grounded. Their
roots extend into the earth, and it is their
intractability, their permanence, that gives them
evidentiary force.
The arrival at these demonstrative themes in the
Odyssey began with a consideration of the Elements of
Euclid. I want now to return to the Elements and briefly
discuss the remarkable similarity between the proof of
one of the early construction problems in the first book
of Euclid's text, and the proof of his identity that
Odysseus presents to Penelope in the wedding chamber. The
problem in the Elements is the simple and beautiful
construction of the equilateral triangle. The problem
begins with an account of a construction.
I hope to have shown that this notion is a basic
element of Greek culture transmitted through at least
five centuries, and represented in at two major literary
genres: epic poetry and formal mathematical proof. I also
hope to have shown along the way that the original epic
context for this notion of proof is dialectical. It is
always employed toward the end of a hero's self-
recognition. Every positive move in the hero's
dialectical self-realization is shadowed by negation.
Epic poetry understands the consequence of the positive
rational project; this is, perhaps, because formal
demonstration in theory and practice was an intellectual
innovation in the eighth century, when Greek civilization
was undergoing a number of other monumental disturbances,
such as the introduction of the polis, the emergence of
the Olympic games and pan-Hellenism, and the adoption of
a northern Semitic alphabet which initiated a gradual
transition from a culture based in orality to one which
expressed itself in letters. However that may be, what is
clear is that by the sixth century, proof essentially of
the same kind as that found in the Odyssey was no longer
understood dialectically. The negative shadow of positive
rationality had been forgotten, and a new era of
enlightenment had begun.
In my mind, the important part of this paper is the
basic association of Euclidean proof structures with the
demonstrative themes in the Odyssey. The value of this
association is that it opens up a rich new field of
evidence bearing upon questions concerned
with the origins of Greek mathematics and the history of
rational thought in general. In discussing the
dialectical context of Homeric demonstration as opposed
to the positive proofs of the sixth through the third
centuries in Greece I have tried to imitate with
different evidence the historical analysis performed by
Horkheimer and Adorno in their impressive book The
Dialectic of Enlightenment (trans. 1989). Whether or not
the reader accepts my conclusions, the more important
association between epic poetry and Greek mathematics may
nevertheless be preserved, improved upon, and put to
other uses. Two such uses have come to my mind in the
process of writing this paper, and I will list them with
no further comment.
(1) Whereas a mathematical text is more or less univocal,
epic is microcosmic. The function of proof in Greek
society at large could be studied by analyzing the
interaction between demonstrative themes in the Odyssey
and other themes. For example, what is the relationship
between proof in the Odyssey and the education of
Telemachus? This could lead to some early formulation of
the Greek association of mathematics with pedagogy. Or
again: What is the relationship between proof in the
Odyssey and the execution of law? This could lead to a
new perspective on Athenian culture in particular.
(2) In concluding the paper I suggested that formal
demonstration may have been a relatively new intellectual
development in Greece in the eighth century. I have
wondered if the adoption of the Phoenician alphabet by
the Greeks at that time could have encouraged such
innovations. An alphabet does provide a certain
analytical approach to language which is not available to
oral cultures. Plus, there is the fact that letters were
sometimes called stoicheia by the Greeks, and that the
study of the alphabet was closely connected to the study
of numbers in Greek education. This sort of speculation
into the origins of Greek mathematics is made possible by
the Homeric evidence which I have attempted to establish.
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Nostos: The Nautical Stage
Cyclops, if any mortal man should ask
about the shameful blinding of your eye,
then tell them that the man who gauged you
was Odysseus, ravager of cities: one
who lives in Ithaca--Laertes son.
In this instance, the cunning act refers to Odysseus in
that it consists of a pun on his name. The pun is of a
special kind: it casts Odysseus over into negation
(Outis). Recognition soon follows as Odysseus proclaims
his given name to Polyphemus and to himself as he sails
to safety along the continuing path of return. The turns
to negation and over again into recognition are
dialectical moves which accompany each act of cunning in
Odysseus including those acts which belong to the
recognition scenes at the end of the Odyssey.
Last of all a ram made its way through the door
encumbered by its wool and me with my cunning
plots.
What is important here is the adjective pukinos, the
basic meaning of which is "thick-packed", or "dense". In
the Homeric poems it is commonly applied to dense things
like stones or logs, and then to artificial structures
which are sturdy as a result of being tightly fitted.
Drawn by metaphor toward the intellect, pukinos comes to
describe a cunning quality of a mind that looks to
deceive. It is this sense that pukinos conveys in the
excerpt above, and that occurs again in book II of the
Iliad as Agamemnon enters the Assemble of homesick
Achaians.
Assembling them he advanced his thick plan.
The plan is to implore the host of Achaians to quit the
campaign against Troy, only that they be shamed by their
captains into entering into battle with renewed vigor.
The irony of the plan is that it only barely comes off,
and that the battle which Agamemnon designs leads to his
own undoing. Agamemnon considers his plot cunning, when
it is actually only dense.
One more arrow
Teucros drew for Hectior helmed in bronze,
and would have stopped the battle for the ships
if that shot had dispatched him in his triumph.
But he did not escape the close-packed mind of
Zeus who guarded Hektor...
Zeus cunningly exercises his "close-packed mind" to
postpone the fall of Hektor and advance his larger plot
which is to bring disgrace to a defeated Agamemnon and
honor to Akhilleus. It is a cruel deception for Hektor,
for what appears to him to be imminent glory contains and
magnifies his coming defeat.
But I was not persuaded, although that would
have been of more profit, for it was my
intention to see the man and know if he would
welcome me as a guest.
Odysseus' heedless curiosity stands as antithesis to
his premeditative cunning in the dialectical unfolding of
his noos. As I just now have suggested, Odysseus'
curiosity induces his nostos by occasioning its
constituent episodes. It is Odysseus' cunning, on the
other hand, that produces his nostos by resolving the
conflicts which arise out of these episodes, and by
restoring Odysseus and the more fortunate of his
companions to the homeward path. The cunning mind
(pukinos noos) displays itself to itself by negating
itself in the positive pursuit of blind curiosity which
it must in turn overcome by a strong act of cunning. In
the affair with Polyphemus this dialectical progression
develops at once into death and into the preservation of
life, into Outis and Odysseus.
And when he leaves, the listener has received
delight and knowledge of so many things.
We know the Argives' and Trojans' griefs:
their tribulations on the plain of Troy,
because the gods have willed it so. We know
all things that come to pass on fruitful
earth.
For the curious Odysseus, the prospect of attaining
this knowledge is overwhelming. Casting aside all care
for life and return, he implores his companions to free
the ties which bind him to the mast of his ship. But his
companions, who have been forewarned against the pleas of
their commander, only strengthen his bonds. Odysseus'
cunning preserves itself in the face of its negation by
transforming itself into ties which bind him to nostos
and the internal production of noos. Up and against these
ties stands the song of the Sirens, which aims to
distance Odysseus' noos from itself by attaching to it
knowledge of the manifold of "things that come to pass on
fruitful earth." Odysseus' cunning, his pukinos noos,
realizes itself negatively by repressing this knowledge
of particulars. What Horkheimer and Adorno identify as a
"linguistic appropriation to death" performed by
Odysseus upon his name in the episode with Polyphemus is
extended in this instance for Odysseus into an epistemic
appropriation of the death of the particular in the world
around him. When the mind, as it progresses dialectically
toward its own realization, turns away from the things in
the world, it turns toward itself in the form of
recognition.
...for being and thinking (noein) are the same.
Both Odysseus and the traveler in Parmenides' poem follow
a path that leads to the internal realization of noos.
Come now, I will tell what paths (hodoi) there
are for thinking, and after you hear it, guard
the story well.
Circe, daughter of Helios, delivers a similar speech to
Odysseus and his weary crew who have sailed out of the
impenetrable mists of Hades and arrived at the island of
Aeaea, the home and county of new-born Dawn:
But come now, eat food and drink wine and
restore yourselves to day. But at the glint of
dawn you
will set sail. Meanwhile I shall show your path
(hodon), and tell its every sign.
The journey that Circe proceeds to describe to
Odysseus is his nostos (return home) past the Sirens and
the horrific Scylla and Charybdis to the Island of
Thrinacia where the Cows of the Sun pasture, and finally
to the shores of Ithaca. When the goddess greets
Parmenides' traveler, she too refers to the path he
travels as a return:
Welcome, O youth, arriving at our dwelling as
consort of immortal charioteers and mares which
carry you; no ill fate sent you forth to return
(neesthai) on this path (hodon), which is far
removed indeed from the step of men...
The verb for return, neesthai, is related to the noun
nostos by the hypothesized indo-european root *nes,
"return to light and life." The return path, which marks
out a solitary journey "far removed indeed from the step
of men," resembles the nostos of Odysseus, which he alone
achieves after the last of his companions are deprived of
return after foolishly slaughtering and feasting upon the
cows of the Sun.
But you bar your thought from this path (hodou)
of inquiry, and let not habit force you to
exercise an unseeing eye and a noisy ear and
tongue on down this much tried path (hodon).
The images employed in this imperative recall
Odysseus before the island of the Sirens. By having
himself bound to the mast, Odysseus bars himself from
knowledge of "the things that come to pass (gignetai) on
fruitful earth." His ears are filled with the beguiling
song, and, desperately longing to hear, he repurposes his
eyes away from the act of vision so that they may signal
his desire to his deaf companions:
I wanted to listen, and urged my companions to
free my ties; I signaled this with my eyes.
Confused hearing and especially the absence of the
faculty of vision signal in Odysseus, as they do in
Parmenides' traveler, the departure of noos. In the
event of this departure, no-mind prevails in Odysseus as
a positive curiosity that propels him onto death. For
Odysseus, as I have said, this move is crucial in the
dialectal process by which his noos achieves self-
recognition. This is always the affirmation of noos in
its positive and negative transformations -- a situation
which recurs in the double entendre of Odysseus' name:
the name which names Odysseus always at the same time
names his negation, Outis.
Now it has been decided, as was necessary, to
leave the one way (that not-being is)
unconceived and nameless, since it was not a
real way, and for the other (that being is) to
be a way and authentic.
The positive logic of Parmenides' ontology is based on
the mind presumed to be in firm possession of itself. But
just beneath the surface of this presumption lies the
dialectical process by which the mind becomes conscious
of itself in the first place. This is the process
described in the nautical stage of Odysseus' nostos. When
Parmenidean logic came to be applied to the Ionic
conception of proof as a grounded geometrical
construction, the theoretical structure of Greek
mathematics was complete. In the Odyssey, this conception
of proof is developed in connection with the events which
surround Odysseus' return to his home on Ithaca.Odysseus at Ithaca: the Final Stage of Nostos
But bright Odysseus awoke
from his sleep on the land of his father,
and no one recognized the one who had long
been away. For the goddess Athena had
poured a mist all round, that she might
make him unrecognized.
Shortly thereafter the Athena lifts the veil of mist and
Ithaca is laid out in all its splendor before the eyes of
Odysseus. Sleep and mist are images which often attend
death in epic, and Odysseus' homecoming is, therefore,
described as a symbolic return to life. For Odysseus,
nostos always proceeds out of his dialectical alternation
between stages of life and death, and as the excerpt
indicates, this dialectic is bound up with the act of
recognition.
With this Athena touched him with her wand.
She shriveled the smooth skin on his lithe limbs;
she took away the light hair from his head;
she sheathed him round with an old man's flesh;
she dimmed his eyes, the brightness of his glance.
What Athena imparts to Odysseus is no mere disguise, but
a dialectical transformation: Odysseus moves from hero to
anti-hero, from commander to buffoon. Before regaining
control of his home and family, Odysseus so transformed
will suffer the ridicule of servants and will be forced
to wrestle with beggars for the entertainment of the
suitors who will reward him by hurling scraps of meat at
his head. As in the episode with Polyphemos, Odysseus
takes on his own negation to win his return. The other
road, which moves directly to life and return without
first symbolically appropriating death, is the one taken
by the unfortunate Agamemnon, who dies an irrevocable
death after learning too late of the murderous intent of
his wife Klytemnestra and cousin Aigisthos. Similarly
there is the example of the ill-fated companions of
Odysseus, who are penalized with death after foolishly
seeking life by slaughtering and feasting upon the cows
of the sun; Odysseus, on the other hand, abstains from
food and wins return.
Bright Odysseus wore a shimmering thick wool
cloak--he wore it doubled over. The brooch on it
had been constructed of gold and with double
clasps; its surface was cleverly wrought. A
hound held pinned in its forepaws a struggling
speckled stag. All were amazed at this, that
though in gold, the hound choked the stag and
stared, and the stag struggled vehemently to
flee with his feet.
Just before giving this description, Odysseus is
described as "telling many lies that are like to
truths." Odysseus himself signifies the duplicitous
character of his speech when earlier he describes the
Cretan land from which he comes as being a place where
"the tongues of many are mixed." This is reinforced by
the image of the cloak which is "worn doubled over"
(diplen) and by the image of the brooch with double
(didumos) clasps. The account of the cloak cloaks the
truth; and like the brooch, the cleverly construed tale
makes artifice appear like reality. Odysseus encodes
himself in the image of the dog and the stag. As the stag
struggles for release, Odysseus yearns to emerge out from
his disguise and announce his return. At the same time he
is the hound holding a steady eye and a firm check on
hasty flight. This dual representation recalls the image
of Odysseus bound voluntarily to the mast of his ship
before the island of the sirens, and its two elements
correspond to the antithetical stages of curiosity and
cunning in the mind of Odysseus.
Thus he spoke, and yet more did desire for
wailing rush upon her, when she recognized the
sure signs that Odysseus had spoken.
The passage reinforces the basic structure and
vocabulary of proof and recognition in the Odyssey. Proof
consists of a telling of signs (semata) which have some
evidentiary force. The evidentiary character of the signs
is implied, in this context, by the adjective empeda
which means "stable" or "secure". In the later
demonstration scenes this adjective will be replaced by
stronger one, but for now it is enough to say that the
special quality of the demonstrative sign is emphasized
in Homeric language. Finally, the completion of the act
of demonstration is marked by a recognition, expressed in
some form of the verb gignoskein, and most often, as in
this case, by its prefixed form anagignoskein. This verb,
which is functionally related to the verb noein and which
is conceptually bound up with the overall theme of
nostos, appears repeatedly in connection with the
demonstrations in the last books of the Odyssey. In these
contexts it signifies the powerful recognition which is
induced by a formal demonstration involving the showing
of signs. That the recognition is particularly profound
is emphasized by the pathos which always accompanies the
experience of anagignoskein. In the passage above this
pathos manifests in Penelope an increased desire for
wailing.
Come now! I will show (deikso) this unmistakable
(ariphrades) sign so that you will recognize
(gnoton) me well and be persuaded in your
hearts; it is a scar (oulen), from that time
when the boar struck me with his white tusk when
I was in the region of Parnassus along with the
sons of Autolycus.
The sign that Odysseus produces in this true
demonstration is different in character than the signs of
the cloak and the brooch. First of all, its special
demonstrative quality is indicated by a new adjective:
the sign of the scar is not empedos (sure) like the cloak
and the brooch, but ariphrades, or "easily discerned."
The adjective is formulaic as a modifier of the noun
sema, and is used in every instance where Odysseus
produces a sign as proof of his identity. The special
quality of the ariphrades sema is emphasized by the role
it plays in other epic cycles. In book XXIII of the
Iliad, Nestor tells an ariphrades sema to his son
Antilochus who prepares to compete in a horserace run in
honor of the recently fallen Patroclus. The sign he tells
is the turning point in the racecourse which Antilochus
must negotiate carefully to return safely to the and
victorious to the mark which doubles as starting point
and finishing line. The showing of the ariphrades sema,
the running of the race, and the funeral rites of
Patroclus immediately precede Agamemnon's return to the
battle at Troy, and thus mark the completion of a major
thematic cycle around which the plot of the Iliad is
built. In the cycle suggested by the prophesy of the oar
which Teiresias tells to Odysseus in Hades in book XI of
the Odyssey the ariphrades sema appears again. Odysseus
is told that, after returning to Ithaca, he must travel
inland by foot carrying an oar of a ship on his back, and
spread the fame of Poseidon among men who do not know the
sea and use no salt with their food. The completion of
his inland journey will be signaled by an ariphrades
sema: Odysseus will encounter a man on the road who will
mistake the oar for a winnowing fan. As in the Iliad, in
the unwritten epic cycle of the oar, the showing of an
ariphrades sema marks completion and return. Likewise in
the Odyssey the showing of the ariphrades sema marks the
end of a cycle and return. Soon after showing the scar to
his henchmen Odysseus slaughters the suitors and resumes
dominion over his home. His wanderings are over and what
remains is to restore himself to his wife and father,
which he does by producing other ariphradea semata.
I know not whether he wore these things about
his skin at home, nor whether one of his
companions gave them him as he travelled on his
swift ship, nor still if it were some stranger
of another place, since Odysseus had many
friends; for few among the Achaians were his
equal.
Just as anyone may have given the cloak and brooch to
Odysseus, anyone may have worn it. Because their
construction is ambiguous the signs have no essential
connection to the identity of Odysseus; the signs fail as
proof, and are therefore effectively deceptive.
The boar attacked first and struck [Odysseus]
above the knee (gonu); lurching to the side it
flayed much flesh with its tusk, but did not
reach his bone (osteon).
The knees and the femur were considered by Homeric Greeks
to contain vital fluids and to be the seat of the soul or
psyche. Hence the reference to the tusk which "did not
quite reach the bone" means that the wound was almost,
but not quite, mortal. In the Iliad, the sanctity of the
knees is indicated when Hector, impaled through the neck
by the spear of Akhilleus, says: "I beg you by your soul
(psyche) and your knees (gounon) and your parents
(tokeon), do not let the dogs devour me by the ships of
the Achaians." The plea appeals to those things with
which Akhilleus would most readily identify himself. The
psyche is the hero's personal allotment of life force,
and after death it is the disembodied psyche with which
the hero is identified in the underworld. Likewise,
parentage is an essential component of a person's
identity in epic: When Odysseus sails away from the
island of the cyclopes, he declares himself to the
blinded Polyphemus as "Odysseus, sacker of cities, son of
Laertes." Also, it is formulaic in epic for a stranger
to be asked to identify himself by his parents. Hektor's
appeal to the knees of Akhilleus understands a close
association between the knees and the psyche and
parentage. The knees were not only believed to contain
the psyche, but along with the thigh bone were thought to
have reproductive powers. This is reflected in the Greek
language by a group of cognates which includes gonu
(knee), and genos, geinomai, gignomai, goneus, gonos,
gone, and gonar. It is further exhibited by such stories
as the birth of Dionysos out of the thigh of Zeus. Hence
the story of Odysseus' birth and naming contains an
account of his having received an injury above the knee
but not quite to the bone. The zone of the body marked
out by the knee and the femur is an essential location,
intimately bound up with the hero's identity. Unlike
other parts of his body, Odysseus's thigh, to which is
affixed the scar of his youth, is never disguised. The
scar derives much of its evidentiary force from its
attachment to this essential surface.
Come now! I will show (verb: deiknumi) this
unmistakable sign...
The showing of the scar is at the same time the formal
proof of Odysseus' identity, and the verb deiknumi
communicates both the showing and the proving. This is
the same verb which, in its variety of prefixed forms,
denotes formal proof in Greek mathematics at least as
early as the late fifth century when Demokritos is said
to have boasted of his skill at putting together lines
with proof (epideiksios). Deiknumi is, of course a
common Greek verb, and I do not suggest that the
correspondence is in any way conclusive; I only mention
it now to anticipate the thorough comparison of Homeric
demonstration and the theory of demonstration in Greek
mathematics which is soon to come. In the meantime I
want to return to the scene with the cowherd and the
shepherd to work out in more detail the Homeric theory of
demonstration. The following excerpt described Odysseus
showing his scar to his henchmen:
As he spoke, he pulled off his ragged cloth and
exposed the great scar; the two inspected and
pondered its every detail, and then wailed as
they threw their arms about crafty Odysseus.
As was seen earlier with Penelope, the demonstration
induces a pathos in those it persuades: The two henchmen
wail as they recognize their returned master. The excerpt
indicates another characteristic of the demonstrative
sign: This is that it can at any time be produced for
visual inspection. This is once again contrasted by the
false signs of the brooch and the cloak. Before Odysseus,
disguised, describes the brooch to Penelope, he remarks
on the amount of time has past since he saw it with
Odysseus:
O woman! It is ill-advised to speak after so
much time has passed; for now is the twentieth
year since he went to that place and took leave
of my fatherland.
The signs of the brooch and the cloak can not be produced
for visual inspection, but only remembered over a span of
twenty years. As Odysseus remarks, the recollection of
signs which can not be experienced visually is ill-fated,
and the implication is that the persuasive force of such
signs is deceit. The immediate visual quality of the sign
of the scar, on the other hand, contributes to its
evidentiary force.
If truly it is Odysseus and he is come home,
then surely we shall recognize (verb: gignosko)
one another far better. For there are signs
(semata) which only we have seen (verb: *eido)--
they've been hidden away from others.
In this speech, Penelope describes the precise form which
a demonstration of identity must take. She requires that
Odysseus produce special signs which the two of them
together have looked on in the past. The signs she has in
mind all refer to the wedding bed. By suggesting that the
bed be placed outside the bedchambers where Odysseus
might sleep, she tests her husband's knowledge of the
signs. Then Odysseus, perhaps a little slow to catch on,
reveals the signs:
Who put my bedstead in another place? It would
certainly be a difficult thing, even for one
with craft, when the god himself, should he
happen along, would not easily displace it to
his liking. For no one alive among men, not even
one young and strong, could easily change its
place, since a great sign (sema) has been built
into the unmoving bedstead. And I made it, and
no one else.
The crucial features of Odysseus' speech are first,
that sign of the bed is constructed (tetuktai), and
second, that the location of the bed is fixed. The secret
sign which has been built into the bed is the fact that
it is built around an olive tree which had sprung up
within the walls of the Odysseus' home. The olive tree is
still rooted to the ground, and thus the bed cannot be
moved. As he did earlier with the sign of the scar,
Odysseus recounts the construction of the bed. There are
a number of details of this construction which are worth
mentioning. First is the recurrence of the adjective
pukinos. Odysseus tells of his building the walls and
ceiling of the bedchamber around the olive tree, and that
the walls and ceiling were made of pukinesi lithadessi
(stout stones). And the doors of the bedchamber he
describes as pukinos araruias (tightly fitted). The
making of a tightly fitted structure is analogous to the
production of an incontrovertible demonstration, and
Odysseus signifies the truth value of his speech with the
image of the well-built bedchamber. The metaphor is
reinforced by the dual meaning of pukinos. The "dense"
quality of the building translates into the "clever"
construction of proof. The adjective which signifies
Odysseus' deceitful cunning in the nautical stage of his
return, also describes his cleverness in producing true
demonstration at Ithaca. Second, there is a certain
geometrical bent to the construction of the bedchamber
which was not present in the description of the sign of
the scar: Odysseus recounts how he skillfully prepared
the olive tree, lopping off its top, stripping it of its
branches, and smoothing its trunk with an adze until it
was "straight to the line" (epi stathmon ithuna). The
trunk of the Olive tree then becomes the structural
support for the bed, and the integrity of the bed, the
demonstrative sign, is a function of the regular
linearity of the crafted trunk of the tree. The sign of
the bed, as constructed, fixed, immediately visible, and
at least in part geometrical, is demonstrative. It
induces recognition in Penelope, and the following
excerpt describes her reaction:
As he spoke her knees and dear heart went weak;
The sure signs Odysseus had told her she
recognized.
Once again there is the showing of signs, recognition,
and pathos. And the bed still stands in the middle of the
bedchamber as evidence of the identity of Odysseus. A few
lines down in the poem Penelope concedes to having been
persuaded on account of the ariphradea semata which
Odysseus told. And as I discussed earlier, the ariphrades
sema is the formulaic tag of the demonstrative sign.
If indeed you are my child Odysseus returned to
this place, tell me a unmistakable (ariphrades)
sign, so that I may be persuaded.
As ought to be expected by now, the ariphrades sema is
once again a fixed construction present to be viewed
upon. Odysseus tells of the orchard his father planted
for him when he was a boy. Odysseus describes the
planting in detail and names the trees one by one. The
orchard, like the bed, is rooted to the ground.
Furthermore, the design orchard has both numerical and
geometrical properties: the orchard consists of thirteen
pear trees, ten apple trees, forty fig trees, and fifty
rows (orchous) of grape vines. The precise number of each
type of tree, and the arrangement of the vines in rows
make the orchard unique and recognizable as a sign of
Odysseus identity. Laertes recognizes the sign, and this
is his reaction:
As [Odysseus] spoke, his knees and beloved heart
went weak; the sure signs Odysseus had told him
he recognized.
The passage is formulaic and contains almost exactly the
same language as the description of Penelope's
recognition of Odysseus. Of particular interest is the
phrase GREEK ([his] knees and beloved
heart went weak). The scenes with Penelope and Laertes
are the only ones in the entire epic corpus in which this
formula is used to connote recognition. In the seven
other places in the Iliad and the Odyssey where the
formula appears it is used to describe the experience one
has in the face of death. A clue as to how it came to be
applied to the experience of recognition can be found in
Book V of the Odyssey when Odysseus is shipwrecked and
the wrath of Poseidon is upon him:
Euros and Notos and blustering Zephyr, and
aether-born Boreas came on together, and a great
wave rolled up. Then the knees and dear heart of
Odysseus went weak. He spoke in distress to his
strong breast...
Odysseus tells himself:
Now it is certain that steep death is
mine.
The adverb sos (certain) is crucial. What Odysseus
experiences in the midst of the storm is the recognition
of the certainty of his oncoming death. It is this
recognition which induces his pathetic condition
described by the formulaic phrase lueto gounata kai philon
etor When the poet used this formula in the final
recognition scenes in the Odyssey, he abstracted it out
of its original context of oncoming certain death
expressed in the excerpt above. The formula was
attractive on two counts: First, it describes the
powerful experience of certain recognition, a description
which is useful in connection with the theme of
demonstration which was, perhaps, a late development in
epic diction. Second, it casts the shadow of death upon
the demonstrative project, a poetic move which is
consistent with the dialectical quality of the theme of
nostos in the Odyssey. When Odysseus conceals himself, he
symbolically moves over into death. When he reveals
himself, he brings death to others. This second death is
expressed symbolically in the disarticulation of the
knees and hearts of Penelope and Laertes when they
experience the certain recognition of the returned
Odysseus.
Let there be given the line segment AB. Let the
circle BGD have been drawn with center A and
radius AB; And again let the circle AGE have
been drawn with center B and radius BA. And from
point (semeiou) G defined by the intersection of
the circles, to points (semeia) A, B let the
lines GA, GB have been extended.
The verbs all take the perfect passive imperative tense
which places the time of the construction in the past.
When Odysseus proves himself to Penelope, he too refers
to a construction: it is the construction of the wedding
bed which likewise was built long ago in the time before
the war at Troy. Like the wedding bed, the Euclidean
construction contains signs: These are the points which
define the lines and the circles. The greek word for
"point" in geometry is semeion, a special form of the
noun sema, which in the Odyssey names the sign of the
olive trunk at the center of Penelope's bed. In the
Elements, a point is defined as that which has no part,
like the olive tree shorn of its branches and bark. For
Euclid, the problem is to prove that the figure before
him is an equilateral triangle. As with Odysseus, the
question is one of identity, and for both Odysseus and
the triangle, the key to the demonstration of identity
lies in the details of the construction. The triangle is
equilateral because its sides are equal to the radii of
equal circles; Odysseus is Odysseus because he alone
could recall the detailed construction of the wedding
bed. The construction of the equilateral triangle and the
proof of the wedding bed have so much in common because
they both stem from the same basic notion true of
demonstration. Epilogue
Bibliography:
Aristotelis: Analytica Priora et Posteriora. Ed. W. D.
Ross. Oxford: Oxford Universiry Press, 1964.